StockCIK 813623
Total Return Securities Fund (SWZ): Insider Trades and Fund Holdings
In the past 12 months, Total Return Securities Fund insiders reported 7 open-market purchases worth $192K and 0 sales worth $0.
7Insider buys, 12 months
$192KBought by insiders, 12 months
$0Sold by insiders, 12 months
0Tracked funds holding
Recent insider trades
Open-market purchases (code P) and sales (code S) from Form 4. Grants, option exercises and gifts are not shown. Latest filing: Oct 13, 2026.
| Filed | Insider | Type | Value |
|---|---|---|---|
| Oct 13 | Phillip GoldsteinSecretary | ▲ BUY | $29K |
| Sep 30 | Moritz A. SellDirector | ▲ BUY | $12K |
| Sep 29 | Andrew DakosCEO | ▲ BUY | $58K |
| Sep 29 | Andrew DakosCEO | ▲ BUY | $58K |
| Sep 1 | Moritz A. SellDirector | ▲ BUY | $18K |
| Aug 25 | Rajeev P. DasSecretary | ▲ BUY | $10K |
| Aug 25 | Rajeev P. DasSecretary | ▲ BUY | $8K |
Source: SEC Form 4 filings, retrieved Oct 28, 2026. How we read filings
Insiders who traded in the past year
| Insider | Role | Buys | Bought | Sells | Sold |
|---|---|---|---|---|---|
| Phillip Goldstein | Secretary | 1 | $29K | 0 | $0 |
| Moritz A. Sell | Director | 2 | $29K | 0 | $0 |
| Andrew Dakos | CEO | 2 | $116K | 0 | $0 |
| Rajeev P. Das | Secretary | 2 | $18K | 0 | $0 |
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Reading these numbers
Insiders sell for many reasons: taxes, diversification, a house. Purchases with their own money are rarer and are usually read as more informative. A Form 4 is due within two business days of the trade. How to read a Form 4 →