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NTRS Insider Trading and Fund Holdings (NORTHERN TRUST CORP) · https://wallstpal.com/stock/ntrs/ · saved 2026-10-28

About this page

Insider trades reported on SEC Form 4: when the people who run a company buy or sell its shares with their own money.

How to read it

Form 4
The form a company insider (officer, director or owner of more than 10%) must file with the SEC within two business days of buying or selling the company's shares.
Buy (P) and Sell (S)
Open-market purchases and sales. Gifts, option exercises and automatic tax withholding are left out because they say little about what the insider thinks.
Value
Shares times price, as reported on the filing.
10b5-1
A trade made under a plan set up in advance. Planned sales are common and usually say less than an unplanned purchase.
Late filing
A Form 4 filed more than two business days after the trade.
Vs. S&P 500
How the stock did after the trade minus how the overall market did in the same weeks.

A real example

In January 2016, when bank stocks were falling, JPMorgan Chase CEO Jamie Dimon bought 500,000 JPMorgan shares with his own money, worth about $26 million. His Form 4 made the purchase public within days, and investors read it as a strong sign of confidence.

Explain it like I'm 13

If the coach of a team bets his own allowance that his team will win, that tells you something. A Form 4 is the note a company boss must hand in whenever he buys or sells his own company's shares, so everyone can see it.

Data from public SEC filings and congressional reports. Information, not investment advice. Check every number against the filing linked on the page.

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NORTHERN TRUST CORP (NTRS): Insider Trades and Fund Holdings

In the past 12 months, NORTHERN TRUST CORP insiders reported 1 open-market purchase worth $46K and 3 sales worth $3.85M; 0 of the sales were reported as made under a 10b5-1 trading plan.

1Insider buys, 12 months
$46KBought by insiders, 12 months
$3.85MSold by insiders, 12 months
2Tracked funds holding

Timeline: news and trades

Company filings (8-K), insider trades, notices of planned sales (Form 144), Congress trades and fund moves in the past year, newest first.

  1. Oct 26, 2026Insider saleGeneral Counsel Susan Cohen Levy sold $661,602 (5 days after: quarterly or annual results)
  2. Oct 26, 2026Planned saleLevy Susan Cohen (officer) filed notice to sell about $661,602 around Oct 26, 2026
  3. Oct 23, 2026Insider saleGeneral Counsel Susan Cohen Levy sold $2.9 million (2 days after: quarterly or annual results)
  4. Oct 23, 2026Planned saleLevy Susan Cohen (officer) filed notice to sell about $2.9 million around Oct 23, 2026
  5. Oct 21, 2026NewsCompany reported: Quarterly or annual results
  6. Oct 20, 2026NewsCompany reported: Executive or director change
  7. Sep 29, 2026NewsCompany reported: Executive or director change
  8. Aug 24, 2026Insider salePresident Thomas A. South sold $332,820
  9. Aug 19, 2026Planned saleThomas A South (affiliate) filed notice to sell about $333,720 around Aug 20, 2026
  10. Jul 29, 2026Insider buyDirector Robert Edward Moritz Jr bought $45,790
  11. Jun 30, 2026FundBridgewater Associates added 8% in Q2 2026 (13F filed Aug 14, 2026)
  12. Jun 30, 2026FundRenaissance Technologies added 1090% in Q2 2026 (13F filed Aug 13, 2026)
  13. Oct 31, 2025CongressRep. Lisa C. McClain sell $1K–$15K (spouse)
  14. Oct 30, 2025CongressRep. Lisa C. McClain buy $1K–$15K (spouse)
  15. Oct 30, 2025CongressRep. Lisa C. McClain sell $1K–$15K (spouse)

Recent insider trades

Open-market purchases (code P) and sales (code S) from Form 4. Grants, option exercises and gifts are not shown. Latest filing: Oct 27, 2026.

Recent NTRS insider trades
FiledTradedInsiderRoleTypeSharesPrice ($)ValueScoreHoldingFiling
Oct 27Oct 23Susan Cohen LevyGeneral CounselGeneral Counsel▼ SELL16,984168.15$2.86M−22%Form 4 ↗
Oct 27Oct 26Susan Cohen LevyGeneral CounselGeneral Counsel▼ SELL3,922168.69$662K−6.2%Form 4 ↗
Aug 25Aug 24Thomas A. SouthPresidentPresident▼ SELL1,800184.90$333K−1.9%Form 4 ↗
Jul 30Jul 29Robert Edward Moritz JrDirectorDirector▲ BUY255179.57$46K14+3.1%Form 4 ↗
Source: SEC Form 4 filings, retrieved Oct 28, 2026. How we read filings

Insiders who traded in the past year

InsiderRoleBuysBoughtSellsSoldLatest
Susan Cohen LevyGeneral Counsel0$02$3.52MOct 27, 2026
Thomas A. SouthPresident0$01$333KAug 25, 2026
Robert Edward Moritz JrDirector1$46K0$0Jul 30, 2026

Trades by members of Congress

Reported under the STOCK Act. Amounts are ranges from the form. All Congress trades →

Congress trades in NTRS
FiledMemberTypeOwnerAmountTradedDays to reportReport
Nov 21▼ SELLSpouse$1K–$15KOct 3121PDF ↗
Nov 21▲ BUYSpouse$1K–$15KOct 3022PDF ↗
Nov 21▼ SELLSpouse$1K–$15KOct 3022PDF ↗
Oct 10▼ SELLSpouse$1K–$15KSep 2317PDF ↗
Sep 12▲ BUYSpouse$1K–$15KJul 2846latePDF ↗
Aug 13▲ BUYSpouse$1K–$15KJun 1757latePDF ↗

Buybacks and executive pay

NORTHERN TRUST CORP spent $1.27 billion buying back its own shares in 2025.

From the company's XBRL data filed with the SEC. "Actually paid" is the SEC's pay-versus-performance measure, which counts changes in the value of stock awards. "Value of $100 invested" is the company's cumulative shareholder return as reported, usually measured from five years earlier. See all buybacks and CEO pay across companies.

Strongest purchase, 12 months

14 Robert Edward Moritz Jr (Director), 2026-07-29. What the score means

Tracked funds that report NTRS

From each fund's latest 13F. Holdings are as of quarter end and are filed up to 45 days later.

FundQuarterSharesValue% of portfolioChange
Renaissance TechnologiesQ2 2026196,298$34.1M0.05%▲ +1089.8%
Bridgewater AssociatesQ2 202615,796$2.75M0.01%▲ +7.8%
Source: SEC Form 13F-HR filings, retrieved Oct 28, 2026. How we read filings

Reading these numbers

Insiders sell for many reasons: taxes, diversification, a house. Purchases with their own money are rarer and are usually read as more informative. A Form 4 is due within two business days of the trade. How to read a Form 4 →