StockCIK 1145255

HENNESSY ADVISORS INC (HNNA): Insider Trades and Fund Holdings

In the past 12 months, HENNESSY ADVISORS INC insiders reported 0 open-market purchases worth $0 and 5 sales worth $84K; 0 of the sales were reported as made under a 10b5-1 trading plan.

0Insider buys, 12 months

$0Bought by insiders, 12 months

$84KSold by insiders, 12 months

1Tracked funds holding

Timeline: news and trades

Company filings (8-K), insider trades, notices of planned sales (Form 144) and fund moves in the past year, newest first.

Sep 29, 2026Insider saleDirector Kiera Newton sold $5,050
Sep 24, 2026Insider saleDirector Thomas L. Seavey sold $19,031
Sep 24, 2026Insider saleVP Daniel B. Steadman sold $51,313
Sep 24, 2026Planned saleSTEADMAN DANIEL B (officer) filed notice to sell about $50,800 around Sep 24, 2026
Sep 16, 2026Insider saleDirector Kiera Newton sold $2,060
Sep 14, 2026Insider saleDirector Kiera Newton sold $6,129
Jun 30, 2026FundRenaissance Technologies cut 2% in Q2 2026 (13F filed Aug 13, 2026)

Recent insider trades

Open-market purchases (code P) and sales (code S) from Form 4. Grants, option exercises and gifts are not shown. Latest filing: Sep 30, 2026.

Recent HNNA insider trades
Filed	Traded	Insider	Role	Type	Shares	Price ($)	Value	Holding	Filing
Sep 30	Sep 29	Kiera NewtonDirector	Director	▼ SELL	504	10.02	$5K	−2.4%	Form 4 ↗
Sep 28	Sep 24	Thomas L. SeaveyDirector	Director	▼ SELL	1,875	10.15	$19K	−3.0%	Form 4 ↗
Sep 25	Sep 24	Daniel B. SteadmanVP	VP	▼ SELL	5,000	10.26	$51K	−12%	Form 4 ↗
Sep 16	Sep 14	Kiera NewtonDirector	Director	▼ SELL	593	10.34	$6K	−3.6%	Form 4 ↗
Sep 16	Sep 16	Kiera NewtonDirector	Director	▼ SELL	199	10.35	$2K	−1.3%	Form 4 ↗

Source: SEC Form 4 filings, retrieved Oct 28, 2026. How we read filings

Insiders who traded in the past year

Insider	Role	Bought	Sells	Sold	Latest
Kiera Newton	Director	$0	3	$13K	Sep 30, 2026
Thomas L. Seavey	Director	$0	1	$19K	Sep 28, 2026
Daniel B. Steadman	VP	$0	1	$51K	Sep 25, 2026

Tracked funds that report HNNA

From each fund's latest 13F. Holdings are as of quarter end and are filed up to 45 days later.

Fund	Quarter	Shares	Value	% of portfolio	Change
Renaissance Technologies	Q2 2026	97,688	$992K	0.00%	▼ −2.4%

Source: SEC Form 13F-HR filings, retrieved Oct 28, 2026. How we read filings

Reading these numbers

Insiders sell for many reasons: taxes, diversification, a house. Purchases with their own money are rarer and are usually read as more informative. A Form 4 is due within two business days of the trade. How to read a Form 4 →