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CATY Insider Trading and Fund Holdings (CATHAY GENERAL BANCORP) · https://wallstpal.com/stock/caty/ · saved 2026-10-28

About this page

Insider trades reported on SEC Form 4: when the people who run a company buy or sell its shares with their own money.

How to read it

Form 4
The form a company insider (officer, director or owner of more than 10%) must file with the SEC within two business days of buying or selling the company's shares.
Buy (P) and Sell (S)
Open-market purchases and sales. Gifts, option exercises and automatic tax withholding are left out because they say little about what the insider thinks.
Value
Shares times price, as reported on the filing.
10b5-1
A trade made under a plan set up in advance. Planned sales are common and usually say less than an unplanned purchase.
Late filing
A Form 4 filed more than two business days after the trade.
Vs. S&P 500
How the stock did after the trade minus how the overall market did in the same weeks.

A real example

In January 2016, when bank stocks were falling, JPMorgan Chase CEO Jamie Dimon bought 500,000 JPMorgan shares with his own money, worth about $26 million. His Form 4 made the purchase public within days, and investors read it as a strong sign of confidence.

Explain it like I'm 13

If the coach of a team bets his own allowance that his team will win, that tells you something. A Form 4 is the note a company boss must hand in whenever he buys or sells his own company's shares, so everyone can see it.

Data from public SEC filings and congressional reports. Information, not investment advice. Check every number against the filing linked on the page.

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CATHAY GENERAL BANCORP (CATY): Insider Trades and Fund Holdings

In the past 12 months, CATHAY GENERAL BANCORP insiders reported no open-market purchases and 7 sales worth $2.31M; 0 of the sales were reported as made under a 10b5-1 trading plan.

0Insider buys, 12 months
$0Bought by insiders, 12 months
$2.31MSold by insiders, 12 months
1Tracked funds holding

Timeline: news and trades

Company filings (8-K), insider trades, notices of planned sales (Form 144), Congress trades and fund moves in the past year, newest first.

  1. Oct 26, 2026Planned saleSUN ALBERT (officer) filed notice to sell about $62,352 around Oct 26, 2026
  2. Oct 21, 2026NewsCompany reported: Quarterly or annual results
  3. Sep 2, 2026Insider saleDirector Richard Sun sold $62,315
  4. Sep 2, 2026Planned saleSun Richard (director) filed notice to sell about $62,315 around Sep 2, 2026
  5. Aug 25, 2026Insider saleEVP Thomas M. Lo sold $99,952
  6. Aug 25, 2026Insider saleDirector Richard Sun sold $62,083
  7. Aug 25, 2026Planned saleLo Thomas M. (officer) filed notice to sell about $99,952 around Aug 25, 2026
  8. Aug 25, 2026Planned saleSun Richard (director) filed notice to sell about $62,083 around Aug 25, 2026
  9. Aug 10, 2026Insider saleDirector Richard Sun sold $189,270
  10. Aug 10, 2026Planned saleSun Richard (director) filed notice to sell about $189,270 around Aug 10, 2026
  11. Jul 31, 2026Insider saleDirector Richard Sun sold $312,126
  12. Jul 31, 2026Planned saleSun Richard (director) filed notice to sell about $312,125 around Jul 31, 2026
  13. Jul 30, 2026Insider saleDirector Richard Sun sold $316,559
  14. Jul 30, 2026Planned saleSun Richard (director) filed notice to sell about $316,559 around Jul 30, 2026
  15. Jul 29, 2026Insider saleDirector Richard Sun sold $1.3 million
  16. Jul 29, 2026Planned saleSun Richard (director) filed notice to sell about $1.3 million around Jul 29, 2026
  17. Jun 30, 2026FundRenaissance Technologies added 313% in Q2 2026 (13F filed Aug 13, 2026)
  18. Mar 3, 2026CongressRep. Gilbert Ray Cisneros, Jr. buy $1K–$15K
  19. Jan 15, 2026CongressRep. Gilbert Ray Cisneros, Jr. buy $1K–$15K

Recent insider trades

Open-market purchases (code P) and sales (code S) from Form 4. Grants, option exercises and gifts are not shown. Latest filing: Sep 3, 2026.

Recent CATY insider trades
FiledTradedInsiderRoleTypeSharesPrice ($)ValueHoldingFiling
Sep 3Sep 2Richard SunDirectorDirector (ind.)▼ SELL1,00062.31$62K−31%Form 4 ↗
Aug 27Aug 25Thomas M. LoEVPEVP▼ SELL1,60062.47$100K−40%Form 4 ↗
Aug 27Aug 25Richard SunDirectorDirector (ind.)▼ SELL1,00062.08$62K−24%Form 4 ↗
Aug 12Aug 10Richard SunDirectorDirector (ind.)▼ SELL3,00063.09$189K−52%Form 4 ↗
Jul 31Jul 29Richard SunDirectorDirector (ind.)▼ SELL20,00063.31$1.27M−64%Form 4 ↗
Jul 31Jul 30Richard SunDirectorDirector (ind.)▼ SELL5,00063.31$317K−44%Form 4 ↗
Jul 31Jul 31Richard SunDirectorDirector (ind.)▼ SELL5,00062.43$312K−68%Form 4 ↗
Source: SEC Form 4 filings, retrieved Oct 28, 2026. How we read filings

Insiders who traded in the past year

InsiderRoleBuysBoughtSellsSoldLatest
Richard SunDirector0$06$2.21MSep 3, 2026
Thomas M. LoEVP0$01$100KAug 27, 2026

Trades by members of Congress

Reported under the STOCK Act. Amounts are ranges from the form. All Congress trades →

Congress trades in CATY
FiledMemberTypeOwnerAmountTradedDays to reportReport
Apr 7▲ BUYMember$1K–$15KMar 335PDF ↗
Feb 13▲ BUYMember$1K–$15KJan 1529PDF ↗

Buybacks and executive pay

CATHAY GENERAL BANCORP spent $180.3 million buying back its own shares in 2025.

YearCEO pay reportedCEO pay "actually paid"Value of $100 invested
2025$4.15M$5.40Mn/a
2024$3.69M$3.53Mn/a
2023$3.54M$4.17Mn/a

From the company's XBRL data filed with the SEC. "Actually paid" is the SEC's pay-versus-performance measure, which counts changes in the value of stock awards. "Value of $100 invested" is the company's cumulative shareholder return as reported, usually measured from five years earlier. See all buybacks and CEO pay across companies.

Filing quality

A All 7 insider trades reported on time. How it is graded

Tracked funds that report CATY

From each fund's latest 13F. Holdings are as of quarter end and are filed up to 45 days later.

FundQuarterSharesValue% of portfolioChange
Renaissance TechnologiesQ2 2026141,571$8.78M0.01%▲ +313.1%
Source: SEC Form 13F-HR filings, retrieved Oct 28, 2026. How we read filings

Reading these numbers

Insiders sell for many reasons: taxes, diversification, a house. Purchases with their own money are rarer and are usually read as more informative. A Form 4 is due within two business days of the trade. How to read a Form 4 →