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AUBN Insider Trading and Fund Holdings (AUBURN NATIONAL BANCORPORATION, INC) · https://wallstpal.com/stock/aubn/ · saved 2026-10-28

About this page

Insider trades reported on SEC Form 4: when the people who run a company buy or sell its shares with their own money.

How to read it

Form 4
The form a company insider (officer, director or owner of more than 10%) must file with the SEC within two business days of buying or selling the company's shares.
Buy (P) and Sell (S)
Open-market purchases and sales. Gifts, option exercises and automatic tax withholding are left out because they say little about what the insider thinks.
Value
Shares times price, as reported on the filing.
10b5-1
A trade made under a plan set up in advance. Planned sales are common and usually say less than an unplanned purchase.
Late filing
A Form 4 filed more than two business days after the trade.
Vs. S&P 500
How the stock did after the trade minus how the overall market did in the same weeks.

A real example

In January 2016, when bank stocks were falling, JPMorgan Chase CEO Jamie Dimon bought 500,000 JPMorgan shares with his own money, worth about $26 million. His Form 4 made the purchase public within days, and investors read it as a strong sign of confidence.

Explain it like I'm 13

If the coach of a team bets his own allowance that his team will win, that tells you something. A Form 4 is the note a company boss must hand in whenever he buys or sells his own company's shares, so everyone can see it.

Data from public SEC filings and congressional reports. Information, not investment advice. Check every number against the filing linked on the page.

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AUBURN NATIONAL BANCORPORATION, INC (AUBN): Insider Trades and Fund Holdings

In the past 12 months, AUBURN NATIONAL BANCORPORATION, INC insiders reported 8 open-market purchases worth $11K and no sales.

8Insider buys, 12 months
$11KBought by insiders, 12 months
$0Sold by insiders, 12 months
1Tracked funds holding

Timeline: news and trades

Company filings (8-K), insider trades, notices of planned sales (Form 144), Congress trades and fund moves in the past year, newest first.

  1. Oct 27, 2026NewsCompany reported: Quarterly or annual results
  2. Sep 30, 2026Insider buyDirector J. Tutt Barrett bought $2,007
  3. Sep 30, 2026Insider buyDirector David E. Housel bought $1,402
  4. Sep 30, 2026Insider buyDirector William F. Ham Jr bought $1,288
  5. Sep 30, 2026Insider buyPresident Shannon O'Donnell bought $744
  6. Jul 28, 2026NewsCompany reported: Quarterly or annual results
  7. Jul 2, 2026Insider buyDirector J. Tutt Barrett bought $1,970
  8. Jul 2, 2026Insider buyDirector William F. Ham Jr bought $1,524
  9. Jul 2, 2026Insider buyDirector David E. Housel bought $1,411
  10. Jul 2, 2026Insider buyPresident Shannon O'Donnell bought $716
  11. Jun 30, 2026FundRenaissance Technologies cut 1% in Q2 2026 (13F filed Aug 13, 2026)

Recent insider trades

Open-market purchases (code P) and sales (code S) from Form 4. Grants, option exercises and gifts are not shown. Latest filing: Oct 2, 2026.

Recent AUBN insider trades
FiledTradedInsiderRoleTypeSharesPrice ($)ValueScoreHoldingFiling
Oct 2Sep 30J. Tutt BarrettDirectorDirector▲ BUY7327.49$2K11+0.8%Form 4 ↗
Oct 2Sep 30David E. HouselDirectorDirector▲ BUY5127.49$1K11+0.5%Form 4 ↗
Oct 2Sep 30William F. Ham JrDirectorDirector▲ BUY4727.40$1K11+0.9%Form 4 ↗
Oct 2Sep 30Shannon O'DonnellPresidentPresident▲ BUY2727.56$74419+1.4%Form 4 ↗
Jul 2Jul 2J. Tutt BarrettDirectorDirector▲ BUY7426.62$2K11+0.8%Form 4 ↗
Jul 2Jul 2William F. Ham JrDirectorDirector▲ BUY5726.74$2K11+1.1%Form 4 ↗
Jul 2Jul 2David E. HouselDirectorDirector▲ BUY5326.62$1K11+0.6%Form 4 ↗
Jul 2Jul 2Shannon O'DonnellPresidentPresident▲ BUY2726.52$71619+1.4%Form 4 ↗
Source: SEC Form 4 filings, retrieved Oct 28, 2026. How we read filings

Insiders who traded in the past year

InsiderRoleBuysBoughtSellsSoldLatest
J. Tutt BarrettDirector2$4K0$0Oct 2, 2026
David E. HouselDirector2$3K0$0Oct 2, 2026
William F. Ham JrDirector2$3K0$0Oct 2, 2026
Shannon O'DonnellPresident2$1K0$0Oct 2, 2026
Strongest purchase, 12 months

19 Shannon O'Donnell (President), 2026-09-30. What the score means

Filing quality

A All 8 insider trades reported on time. How it is graded

Tracked funds that report AUBN

From each fund's latest 13F. Holdings are as of quarter end and are filed up to 45 days later.

FundQuarterSharesValue% of portfolioChange
Renaissance TechnologiesQ2 202616,309$441K0.00%▼ −1.2%
Source: SEC Form 13F-HR filings, retrieved Oct 28, 2026. How we read filings

Reading these numbers

Insiders sell for many reasons: taxes, diversification, a house. Purchases with their own money are rarer and are usually read as more informative. A Form 4 is due within two business days of the trade. How to read a Form 4 →